Guidance and directions for establishing and maintaining an effective ethics and compliance program are outlined in Chapter 8 of the Federal Sentencing Guidelines. The Guidelines set two foundational requirements, along with seven elements.
|1. Implementing written policies & procedures||
All policies can be found in the Policy Library.
|2. Governance & oversight||
Designated Compliance Officer; Brittney Alls, JD
ACERM Steering Committee
Compliance Advisory Committee (in development)
|3. Effective training & education||
|4. Effective lines of communication||
Various methods to report via the Hotline
|5. Internal auditing & monitoring||
|6. Enforcement & disciplinary guidelines||
|7. Prompt response||